Filing Details
- Accession Number:
- 0001209191-12-046254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 19:16:43
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 19:16:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521978 | L. Lance Smith | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-17 | 11,251 | $0.65 | 11,251 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-17 | 2,083 | $0.65 | 13,334 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-17 | 6,250 | $1.96 | 19,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-17 | 19,584 | $29.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-09-17 | 11,251 | $0.00 | 11,251 | $0.65 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-09-17 | 2,083 | $0.00 | 2,083 | $0.65 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2012-09-17 | 6,250 | $0.00 | 6,250 | $1.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 101,250 | 2019-06-01 | No | 4 | M | Direct | |
| 27,084 | 2019-09-21 | No | 4 | M | Direct | |
| 150,000 | 2020-09-11 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.35 per share to $30.00 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009.
- The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010.
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