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Filing Details

Accession Number:: 0001181431-12-051443
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-19 19:35:13
Reporting Period:: 2012-03-31

Filing Date:: 2012-09-19
Accepted Time:: 2012-09-19 18:35:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282648	Halcon Resources Corp	HK	Crude Petroleum & Natural Gas (1311)	200700684

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167138	B David Miller	3811 Turtle Creek Blvd., Suite 1000 Dallas TX 75219		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-09-17	73,333,332	$0.00	2	No	4	J	Indirect	See Footnotes 3 and 6
Common Stock	Disposition	2012-09-18	40,250,000	$7.00	3,750,000	No	4	S	Indirect	See Footnotes 5 and 6

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Footnotes 3 and 6
No	4	S	Indirect	See Footnotes 5 and 6

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	8% Convertible Promissory Note	Acquisiton	2012-03-31	0	$0.00	719,753	$4.50
Common Stock	8% Convertible Promissory Note	Acquisiton	2012-06-30	0	$0.00	1,250,357	$4.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2014-02-08	2017-02-08	No	4	J	Direct
0	2014-02-08	2017-02-08	No	4	J	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,000	Direct

Footnotes

Pro rata distribution from HALRES LLC ("HALRES") to its members for no consideration.
On February 10, 2012, the issuer effected a 3-for-1 reverse split of its common stock, resulting in HALRES' ownership of 146,666,666 fewer shares of common stock.
These securities are owned directly by HALRES. EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") has the right to nominate a majority of the members of the board of managers of HALRES. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L. Zorich may be deemed the beneficial owners of the securities held by HALRES by virtue of being members of RNBD GP, LLC ("RNBD"), the sole member of EnCap Investments GP, LLC ("EnCap Investments GP"), the general partner of EnCap Investments, L.P. ("EnCap Investments LP"), the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.
These shares were previously held by EnCap Fund VIII through HALRES and were distributed to EnCap Fund VIII on September 17, 2012 as a result of a pro rata distribution by HALRES to its members for no consideration.
These securities are owned directly by EnCap Fund VIII. The reporting person, Gary R. Petersen, D. Martin Phillips, and Robert L. Zorich may be deemed the beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD, the sole member of EnCap Investments GP, the general partner of EnCap Investments, L.P., the general partner of EnCap Fund VIII GP, the general partner of EnCap Fund VIII. The reporting person disclaims beneficial ownership in excess of his pecuniary interest in such securities.
This report is filed in connection with the Form 4 jointly filed today by HALRES and Messrs. Zorich, Phillips and Petersen and the Form 4 jointly filed today by EnCap Fund VIII and Messrs. Zorich, Phillips and Petersen.
On February 10, 2012, the issuer effected a 3-for-1 reverse split of its common stock, resulting in the conversion price of the 8% Convertible Promissory Note ("Note") increasing from $1.50 per share to $4.50 per share.
Since February 8, 2012, HALRES has held the Note. Interest on the Note is payable on a quarterly basis and, at the election of the issuer, interest may be payable in kind by increasing the principal amount of the Note. This Form 4 is being filed to report the increase in the principal amount of the Note by an amount equal to the amount of interest paid-in-kind on March 31, 2012.
This Form 4 is being filed to report the increase in the principal amount of the Note by an amount equal to the amount of interest paid-in-kind on June 30, 2012.