Filing Details

Accession Number:
0001181431-12-051442
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-19 18:33:20
Reporting Period:
2012-09-18
Filing Date:
2012-09-19
Accepted Time:
2012-09-19 18:33:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1282648 Halcon Resources Corp HK Crude Petroleum & Natural Gas (1311) 200700684
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1142791 Martin D Phillips 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1181757 R Gary Petersen 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1229915 L Robert Zorich 1100 Louisiana Street, Suite 4900
Houston TX 77002
No No Yes No
1504103 Encap Energy Capital Fund Viii, L.p. 1100 Louisiana Street
Suite 4900
Houston TX 77002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-18 40,250,000 $7.00 3,750,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares were previously held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII") through HALRES LLC ("HALRES") and were distributed to EnCap Fund VIII on September 17, 2012 as a result of a pro rata distribution by HALRES to its members for no consideration.
  2. These securities are owned directly by EnCap Fund VIII. David B. Miller, Gary R. Petersen, D. Martin Phillips and Robert L. Zorich may be deemed beneficial owners of the securities held by EnCap Fund VIII by virtue of being members of RNBD GP, LLC ("RNBD"), the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), the general partner of EnCap Investments, L.P. ("EnCap Investments"), the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP"), the general partner of EnCap Fund VIII. Messrs. Miller, Petersen, Phillips, Zorich, RNBD, EnCap Investments GP, EnCap Investments and EnCap Fund VIII GP disclaim beneficial ownership in excess of their pecuniary interest in such securities.
  3. This Form 4 is filed in connection with the Form 4 filed today by Mr. Miller, a director of the issuer.