Filing Details
- Accession Number:
- 0001225208-12-019951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 17:07:27
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 17:07:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Radio Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 521700207 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 908369 | Mel Karmazin | 1221 Avenue Of The Americas New York NY 10020 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-17 | 3,462,700 | $0.43 | 11,962,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-17 | 3,462,700 | $2.41 | 8,500,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-18 | 9,500,000 | $0.43 | 18,000,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-18 | 9,500,000 | $2.37 | 8,500,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-19 | 7,400,000 | $0.43 | 15,900,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-19 | 7,400,000 | $2.44 | 8,500,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-17 | 3,462,700 | $0.43 | 3,462,700 | $0.43 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-18 | 9,500,000 | $0.43 | 9,500,000 | $0.43 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-19 | 7,400,000 | $0.43 | 7,400,000 | $0.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000,000 | 2010-12-31 | 2014-12-31 | No | 4 | M | Direct |
| 50,500,000 | 2010-12-31 | 2014-12-31 | No | 4 | M | Direct |
| 43,100,000 | 2010-12-31 | 2014-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 323,947 | Indirect | By 401(k) Plan |
Footnotes
- Transactions pursuant to the Sales Plan adopted by Mr. Karmazin on February 16, 2012.
- Transactions pursuant to the Sales Plan adopted by Mr. Karmazin on August 30, 2012.
Billionaire Hedge Funds
