Filing Details
- Accession Number:
- 0001181431-12-051360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 16:54:35
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 16:54:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1115222 | Dun & Bradstreet Corp | DNB | Services-Consumer Credit Reporting, Collection Agencies (7320) | 223725387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192752 | E Sandra Peterson | 103 Jfk Parkway Short Hills NJ 07078 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-17 | 4,500 | $53.30 | 18,930 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-17 | 2,746 | $60.54 | 21,676 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-17 | 2,330 | $71.28 | 24,006 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-17 | 9,576 | $83.56 | 14,430 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-18 | 33 | $83.39 | 14,462 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option - right to buy | Disposition | 2012-09-17 | 4,500 | $0.00 | 4,500 | $53.30 |
Common Stock | Non-Qualified Stock Option - right to buy | Disposition | 2012-09-17 | 2,746 | $0.00 | 2,746 | $60.54 |
Common Stock | Non-Qualified Stock Option - right to buy | Disposition | 2012-09-17 | 2,330 | $0.00 | 2,330 | $71.28 |
Common Stock | Phantom Stock Units - Deferred Compensation | Acquisiton | 2012-09-18 | 46 | $31.27 | 46 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-09 | 2014-02-09 | No | 4 | M | Direct |
0 | 2006-02-25 | 2015-02-25 | No | 4 | M | Direct |
0 | 2007-02-09 | 2016-02-09 | No | 4 | M | Direct |
10,317 | No | 4 | A | Direct |
Footnotes
- Represents the weighted average sales price. Actual prices ranged from $83.44 to $83.76. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
- Acquired pursuant to a dividend reinvestment feature of the issuer's non-employee directors' stock incentive plan in connection with restricted stock units held by the reporting person.
- Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan").
- Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $83.36 closing price of the issuer's common stock on the transaction date, each unit corresponds to approximately 2.66 shares.
- The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from transaction date.
- These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors.