Filing Details
- Accession Number:
- 0001127602-12-026684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-19 14:24:49
- Reporting Period:
- 2012-09-18
- Filing Date:
- 2012-09-19
- Accepted Time:
- 2012-09-19 14:24:49
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205943 | A John Hayes | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | President & C.e.o. Ball Corp. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-18 | 12,000 | $14.08 | 217,501 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-18 | 5,000 | $43.09 | 212,501 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-18 | 2,000 | $42.90 | 210,501 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-18 | 100 | $42.86 | 210,401 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-18 | 100 | $42.79 | 210,301 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-18 | 500 | $42.78 | 209,801 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-18 | 4,300 | $42.75 | 205,501 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-18 | 138 | $43.12 | 205,638 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-18 | 12,000 | $0.00 | 12,000 | $14.08 |
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2012-09-18 | 314 | $43.12 | 314 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-04-22 | 2013-04-22 | No | 4 | M | Direct |
135,607 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,338 | Indirect | 401(k) Plan |
Footnotes
- Exercise of stock options.
- Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
- Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.