Filing Details
- Accession Number:
- 0001179110-12-014252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 21:42:59
- Reporting Period:
- 2007-04-10
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 21:42:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1308901 | A Thomas Dziki | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Chrso | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2007-04-10 | 1,500 | $29.90 | 8,450 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-16 | 1,350 | $0.00 | 9,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-16 | 438 | $59.67 | 9,362 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2012-09-16 | 1,350 | $0.00 | 1,350 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,471 | Indirect | See footnote |
Footnotes
- This balance adjusts the direct ownership of United Natural Foods, Inc. ("UNFI" or the "Company") Common Stock by the reporting person by an increase of 852 shares. This increase reflects a correction for shares which were previously reported to be withheld on 12/8/2008, however the reporting person instead paid cash to settle the tax withholding obligation related to the vesting of restricted stock and therefore retained all shares.
- On Sepember 16, 2012, 1,350 shares of the Company's restricted stock units vested. The Company retained 438 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
- Includes 2,451 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 20 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 17, 2012.
- Each restricted stock unit represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.