Filing Details
- Accession Number:
- 0001144204-12-051938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 21:02:09
- Reporting Period:
- 2012-09-18
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 21:02:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 320017 | Neostem Inc. | NBS | Services-Misc Health & Allied Services, Nec (8090) | 222343568 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111620 | J Richard Berman | C/O Neostem, Inc. 420 Lexington Avenue, Suite 450 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2012-09-18 | 36,000 | $0.69 | 149,306 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Private sale to another Director.
Billionaire Hedge Funds
