Filing Details
- Accession Number:
- 0000085535-12-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 20:31:23
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 20:31:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
85535 | Royal Gold Inc | RGLD | Mineral Royalty Traders (6795) | 840835164 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256110 | A Tony Jensen | 1660 Wynkoop Street, Suite 1000 Denver CO 80202 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-14 | 12,000 | $30.96 | 195,138 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-14 | 3,930 | $94.55 | 191,208 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 13,410 | $53.00 | 204,618 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-14 | 7,517 | $94.55 | 197,101 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 9,333 | $49.66 | 206,434 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-14 | 4,902 | $94.55 | 201,532 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 6,711 | $68.18 | 208,243 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-14 | 4,840 | $94.55 | 203,403 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 11,640 | $29.75 | 215,043 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 1,000 | $30.96 | 216,043 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 630 | $53.00 | 216,673 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 667 | $49.66 | 217,340 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-14 | 489 | $68.18 | 217,829 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-14 | 11,553 | $94.33 | 206,276 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-09-14 | 5,902 | $94.33 | 200,374 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2012-09-14 | 12,000 | $0.00 | 12,000 | $30.96 |
Common Stock | Stock Appreciation Right | Disposition | 2012-09-14 | 13,410 | $0.00 | 13,410 | $53.00 |
Common Stock | Stock Appreciation Right | Disposition | 2012-09-14 | 9,333 | $0.00 | 9,333 | $49.66 |
Common Stock | Stock Appreciation Right | Disposition | 2012-09-14 | 6,711 | $0.00 | 6,711 | $68.18 |
Common Stock | Stock Option (Right to buy NSO) | Disposition | 2012-09-14 | 11,640 | $29.75 | 11,640 | $29.75 |
Common Stock | Stock Option (Right to buy ISO) | Disposition | 2012-09-14 | 1,000 | $30.96 | 1,000 | $30.96 |
Common Stock | Stock Option (Right to buy ISO) | Disposition | 2012-09-14 | 630 | $53.00 | 630 | $53.00 |
Common Stock | Stock Option (Right to buy ISO) | Disposition | 2012-09-14 | 667 | $49.66 | 667 | $49.66 |
Common Stock | Stock Option (Right to buy ISO) | Disposition | 2012-09-14 | 489 | $68.18 | 489 | $68.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-11-05 | 2018-11-05 | No | 4 | M | Direct |
6,704 | 2019-11-18 | No | 4 | M | Direct | |
18,667 | 2020-11-17 | No | 4 | M | Direct | |
13,423 | 2021-08-18 | No | 4 | M | Direct | |
0 | 2010-11-07 | 2017-11-07 | No | 4 | M | Direct |
0 | 2011-11-05 | 2018-11-05 | No | 4 | M | Direct |
628 | 2019-11-18 | No | 4 | M | Direct | |
1,333 | 2020-11-17 | No | 4 | M | Direct | |
977 | 2021-08-18 | No | 4 | M | Direct |
Footnotes
- Includes 42,999 shares of restricted stock that have not yet vested.
- This represents the difference between the number of SARs exercised (12,000) and the number of shares issued as a result of the exercise (8,070). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.55) and the exercise price ($30.96).
- This represents the difference between the number of SARs exercised (13,410) and the number of shares issued as a result of the exercise (5,893). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.55) and the exercise price ($53.00).
- This represents the difference between the number of SARs exercised (9,333) and the number of shares issued as a result of the exercise (4,431). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.55) and the exercise price ($49.66).
- This represents the difference between the number of SARs exercised (6,711) and the number of shares issued as a result of the exercise (1,871). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.55) and the exercise price ($68.18).
- The range of the weighted average sale price is as follows: 600 shares sold between $92.81 and $93.81, 16,755 shares sold between $93.83 and $94.81, and 100 shares sold for $95.15.
- One third vests annually on November 18, 2010, November 18, 2011, and November 18, 2012.
- One third vests annually on November 17, 2011, November 17, 2012, and November 17, 2013.
- One third vests annually on August 18, 2012, August 18, 2013, and August 18, 2014.