Filing Details
- Accession Number:
- 0001140361-12-040893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 18:55:28
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 18:55:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
864683 | Cyberonics Inc | CYBX | Electromedical & Electrotherapeutic Apparatus (3845) | 760236465 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1400857 | Jeffrey Daniel Moore | 100 Cyberonics Blvd Houston TX 77058 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-14 | 2,508 | $0.00 | 211,061 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-09-14 | 3,344 | $0.00 | 207,717 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-09-14 | 2,146 | $0.00 | 205,571 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-09-17 | 4,000 | $14.72 | 209,571 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-09-17 | 7,000 | $50.45 | 202,571 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase common stock | Acquisiton | 2012-09-17 | 4,000 | $14.72 | 4,000 | $14.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
263,226 | 2019-06-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,630 | Indirect | Daniel J. Moore 2011 GRAT I |
Common Stock | 35,630 | Indirect | Grace M. Moore 2011 GRAT I |
Common Stock | 14,370 | Indirect | Grace M. Moore |
Common Stock | 57,183 | Indirect | Moore Family 2012 Gift Trust |
Footnotes
- The referenced shares were withheld from distribution at the request of Reporting Person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the September 15, 2012 vesting of 6,880 shares of restricted stock.
- The referenced shares were withheld from distribution at the request of Reporting Person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the September 15, 2012 vesting of 9,174 shares of restricted stock.
- The referenced shares were withheld from distribution at the request of Reporting Person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the September 15, 2012 vesting of 5,887 shares of restricted stock.
- Represents weighted average selling price. Securities were sold through approximately 36 separate sales on the transaction date at prices ranging from $50.01 to $50.77. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer the full information regarding the number of shares and prices at which the transaction was effected.
- Shares sold pursuant to a Rule 10b5-1 Plan.
- Reporting Person was granted an option to purchase 40,760 shares of common stock on June 8, 2009. The option is fully vested and expires June 8, 2019. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement.