Filing Details
- Accession Number:
- 0001127602-12-026583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 16:46:17
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 16:46:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237643 | Sven Sandstrom | 4300 Wilson Boulevard Arlington VA 22203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-14 | 45,830 | $0.95 | 45,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 16,488 | $11.55 | 29,342 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-14 | 45,830 | $0.00 | 45,830 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-10-16 | No | 4 | M | Direct |
Footnotes
- This ten-year option grant was awarded on 10/16/2002 and became exercisable in five equal annual installments, beginning on 10/16/2003. The option grant was fully exercisable on 10/16/2007.
Billionaire Hedge Funds
