Filing Details
- Accession Number:
- 0001259760-12-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 16:38:03
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 16:38:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716133 | Cincinnati Bell Inc | CBB | Telephone Communications (No Radiotelephone) (4813) | 311056105 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259760 | J Christopher Wilson | 221 East Fourth Street Cincinnati OH 45202 | Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-14 | 94,669 | $4.74 | 412,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 94,669 | $5.64 | 317,340 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-14 | 5,331 | $4.74 | 322,671 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 5,331 | $5.51 | 317,340 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-14 | 100,000 | $4.91 | 417,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 100,000 | $5.51 | 317,340 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | Disposition | 2012-09-14 | 94,669 | $0.00 | 94,669 | $4.74 |
| Common Stock | Option to Buy | Disposition | 2012-09-14 | 5,331 | $0.00 | 5,331 | $4.74 |
| Common Stock | Option to Buy | Disposition | 2012-09-14 | 100,000 | $0.00 | 100,000 | $4.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,331 | 2007-12-08 | 2016-12-08 | No | 4 | M | Direct |
| 0 | 2007-12-08 | 2016-12-08 | No | 4 | M | Direct |
| 0 | 2008-12-07 | 2017-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,000 | Indirect | By Trustee of Executive Deferred Compensation Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Buy | $5.66 | 2004-12-04 | 2013-12-04 | 51,000 | 51,000 | Direct |
| Common Stock | Option to Buy | $2.91 | 2011-01-29 | 2020-01-29 | 30,907 | 30,907 | Direct |
| Common Stock | Stock Appreciation Right | $2.54 | 2011-12-07 | 2020-12-07 | 84,516 | 84,516 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-12-04 | 51,000 | 51,000 | Direct |
| 2020-01-29 | 30,907 | 30,907 | Direct |
| 2020-12-07 | 84,516 | 84,516 | Direct |
Footnotes
- Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
- Cash-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
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