Filing Details
- Accession Number:
- 0001548538-12-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 17:15:54
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 16:15:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1528396 | Guidewire Software Inc. | GWRE | Services-Prepackaged Software (7372) | 364468504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190636 | M Steven Krausz | 2735 Sand Hill Road Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-17 | 13,284 | $31.30 | 68,436 | No | 4 | S | Indirect | Directly owned by EP VIII-A |
Common Stock | Disposition | 2012-09-17 | 7,127 | $31.30 | 36,716 | No | 4 | S | Indirect | Directly owned by EP VIII-B |
Common Stock | Disposition | 2012-09-18 | 3,111 | $31.13 | 65,325 | No | 4 | S | Indirect | Directly owned by EP VIII-A |
Common Stock | Disposition | 2012-09-18 | 1,669 | $31.13 | 35,047 | No | 4 | S | Indirect | Directly owned by EP VIII-B |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Directly owned by EP VIII-A |
No | 4 | S | Indirect | Directly owned by EP VIII-B |
No | 4 | S | Indirect | Directly owned by EP VIII-A |
No | 4 | S | Indirect | Directly owned by EP VIII-B |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $35.00 | 2022-03-26 | 2,903 | 2,903 | Direct | |
Common Stock | Restricted Stock Unit | $0.00 | 2022-03-26 | 1,250 | 1,250 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-26 | 2,903 | 2,903 | Direct |
2022-03-26 | 1,250 | 1,250 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.33 to $31.30, inclusive for sales on 9/17/12 and prices ranging from $31.23 to $31.00, inclusive for sales on 9/18/12 . The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
- The reported securities are owned directly by each of U.S. Venture Partners VIII, L.P. ("USVP VIII"), USVP VIII Affiliates Fund, L.P. ("AFF VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A") and USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B" and together with USVP VIII, AFF VIII and EP VIII-A, the "USVP VIII Funds"). Presidio Management Group VIII, L.L.C. ("PMG VIII") is the general partner of each of USVP VIII, AFF VIII, EP VIII-A and EP VIII-B and may be deemed to have sole voting and dispositive power over the shares held by the USVP VIII Funds. PMG VIII and each of Irwin Federman, Winston Fu, Steven M. Krausz, David Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey and Philip M. Young, the managing members of PMG VIII who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the USVP VIII Funds except to the extent of any pecuniary interest therein.
- 100% of the stock option shares shall vest on December 1, 2012 provided the Reporting Person is still a service provider to the Issuer on such date.
- 100% of the restricted stock units shall vest on December 1, 2012 provided the Reporting Person is still a service provider to the Issuer on such date.