Filing Details

Accession Number:
0001209191-12-045955
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-18 16:18:09
Reporting Period:
2012-09-14
Filing Date:
2012-09-18
Accepted Time:
2012-09-18 16:18:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1042046 American Financial Group Inc AFG Fire, Marine & Casualty Insurance (6331) 311544320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
942082 Iii H Carl Lindner 301 East Fourth Street
Cincinnati OH 45202
Co-Ceo & Co-President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-21 5,212 $0.00 2,698,476 No 5 G Indirect #1
Common Stock Disposition 2012-06-20 634 $0.00 2,697,842 No 5 G Indirect #1
Common Stock Disposition 2012-08-20 3,061 $0.00 2,724,914 No 5 G Indirect #1
Common Stock Disposition 2012-09-14 35,355 $39.02 2,689,559 No 4 S Indirect #1
Common Stock Disposition 2012-09-17 11,470 $38.75 2,678,089 No 4 S Indirect #1
Common Stock Disposition 2012-09-18 13,175 $38.50 2,664,914 No 4 S Indirect #1
Common Stock Disposition 2012-03-19 20,883 $0.00 66,760 No 4 G Indirect #29
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect #1
No 5 G Indirect #1
No 5 G Indirect #1
No 4 S Indirect #1
No 4 S Indirect #1
No 4 S Indirect #1
No 4 G Indirect #29
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,601 Indirect #2
Common Stock 1,388,500 Indirect #12
Common Stock 176,166 Indirect #21
Common Stock 113,091 Indirect #22
Common Stock 146,659 Indirect #25
Common Stock 1,688,402 Indirect #26
Common Stock 77,671 Indirect #27
Common Stock 742 Indirect #28
Footnotes
  1. On March 31, 2012, there was a GRAT distribution of 30, 289 shares of AFG Common Stock from Indirect #26 to Indirect #1.
  2. Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
  3. On June 30, 2012, there was a GRAT distribution of 30,133 shares of AFG Common Stock from Indirect #26 to Indirect #1.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.05, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.70 to $39.00 inclusive.
  6. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended.
  7. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC
  8. Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05.
  9. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05.
  10. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09.
  11. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10.
  12. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009.
  13. Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008
  14. Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held by charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares.