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Filing Details

Accession Number:: 0001144204-12-051811
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-18 10:09:13
Reporting Period:: 2012-09-13

Filing Date:: 2012-09-18
Accepted Time:: 2012-09-18 10:09:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910322	Astoria Financial Corp	AF	Savings Institution, Federally Chartered (6035)	113170868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1210863	K Arnold Greenberg	One Astoria Federal Plaza Lake Success NY US 11042		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-09-13	51,900	$0.00	0	No	4	J	Indirect	ESOP
Common Stock	Acquisiton	2012-09-13	51,900	$0.00	305,566	No	4	J	Direct
Common Stock	Disposition	2012-09-13	1	$10.74	305,565	No	4	S	Direct
Common Stock	Disposition	2012-09-13	78,229	$0.00	0	No	4	J	Indirect	401(k)
Common Stock	Acquisiton	2012-09-13	78,229	$0.00	383,794	No	4	J	Direct
Common Stock	Disposition	2012-09-13	2,282	$10.74	381,512	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	ESOP
No	4	J	Direct
No	4	S	Direct
No	4	J	Indirect	401(k)
No	4	J	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	965	Indirect	IRA Spouse
Common Stock	60,000	Indirect	Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$18.00	2006-01-10	2012-12-17	5,554	5,554	Direct
Common Stock	Non-Statutory Stock Option	$18.00	2006-01-10	2012-12-17	124,946	124,946	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-05-01	4,098	4,098	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-05-01	90,402	90,402	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2013-05-01	3,754	3,754	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2013-05-01	128,246	128,246	Direct
Common Stock	Non-Statutory Stock Option	$29.02	2009-01-09	2012-12-20	112,700	112,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-12-17	5,554	5,554	Direct
2012-12-17	124,946	124,946	Direct
2013-05-01	4,098	4,098	Direct
2013-05-01	90,402	90,402	Direct
2013-05-01	3,754	3,754	Direct
2013-05-01	128,246	128,246	Direct
2012-12-20	112,700	112,700	Direct

Footnotes

Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mr. Greenberg.
Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are held in the Individual Retirement Account of Mr. Greenberg's spouse.
Shares are held by Mr. Greenberg's spouse.
Represents shares allocated to Mr. Greenberg's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of 9-13-2012 and held in the ESOP Trust.
Represents an In-kind Distribution from ESOP which is a change in ownership from indirect to direct.
Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Greenberg as of 9-13-2012. Shares are held in the 401(k) Plan Trust.
Represents an In-kind Distribution from the 401(k) Plan which is a change in ownership from indirect to direct.