Filing Details
- Accession Number:
- 0001179110-12-014181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-17 21:12:25
- Reporting Period:
- 2012-09-13
- Filing Date:
- 2012-09-17
- Accepted Time:
- 2012-09-17 21:12:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477384 | A John Orwin | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-13 | 37,497 | $6.90 | 129,497 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-13 | 11,500 | $5.83 | 140,997 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-13 | 48,997 | $20.00 | 92,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-13 | 11,500 | $0.00 | 11,500 | $5.83 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-13 | 37,497 | $0.00 | 37,497 | $6.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,500 | 2020-09-21 | No | 4 | M | Direct | |
| 225,007 | 2021-01-31 | No | 4 | M | Direct |
Footnotes
- The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from September 22, 2010.
- The shares vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period measured from February 1, 2011.
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