Filing Details

Accession Number:
0001181431-12-050886
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-17 20:43:18
Reporting Period:
2012-09-13
Filing Date:
2012-09-17
Accepted Time:
2012-09-17 20:43:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137789 Seagate Technology Plc STX Computer Storage Devices (3572) 980648577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1476070 Jr H David Morton Seagate Technology Plc
10200 S. De Anza Boulevard
Cupertino CA 95014
Vp, Finance, Treasurer &Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2012-09-13 1,725 $29.41 30,082 No 4 S Direct
Ordinary Shares Disposition 2012-09-14 1,290 $30.25 28,792 No 4 S Direct
Ordinary Shares Acquisiton 2012-09-14 250 $13.73 29,042 No 4 M Direct
Ordinary Shares Acquisiton 2012-09-14 1,667 $3.35 30,709 No 4 M Direct
Ordinary Shares Acquisiton 2012-09-14 573 $11.07 31,282 No 4 M Direct
Ordinary Shares Acquisiton 2012-09-14 7,312 $11.16 38,594 No 4 M Direct
Ordinary Shares Disposition 2012-09-14 1,867 $30.75 36,727 No 4 S Direct
Ordinary Shares Disposition 2012-09-14 9,802 $30.66 26,925 No 4 S Direct
Ordinary Shares Disposition 2012-09-14 1,460 $29.96 25,465 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares NQ Stock Options Disposition 2012-09-14 250 $0.00 250 $13.73
Ordinary Shares NQ Stock Options Disposition 2012-09-14 1,667 $0.00 1,667 $3.35
Ordinary Shares NQ Stock Options Disposition 2012-09-14 573 $0.00 573 $11.07
Ordinary Shares NQ Stock Options Disposition 2012-09-14 7,312 $0.00 7,312 $11.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-09-12 2015-09-12 No 4 M Direct
20,000 2010-09-11 2016-03-06 No 4 M Direct
13,750 2011-09-13 2017-09-13 No 4 M Direct
21,938 2012-09-12 2018-09-12 No 4 M Direct
Footnotes
  1. Shares sold under a 10b5-1 Trading Plan pursuant to vesting provisions under the restricted stock unit awards issued on September 12, 2008 and September 12, 2011. Shares sold to pay tax liabilities resulting from the vesting of 667 restricted stock unit shares awarded on September 12, 2008 and the vesting of 2,925 restricted stock unit shares awarded on September 12, 2011. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging between $29.41 and $29.4066. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Shares sold under a 10b5-1 Trading Plan pursuant to vesting provisions under the restricted stock unit awards issued on September 13, 2010. Shares sold to pay tax liabilities resulting from the vesting of 2,750 restricted stock unit shares awarded on September 13, 2010. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging between $30.242 and $30.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Sale pursuant to a 10b5-1 Trading Plan
  4. Shares sold under a 10b5-1 Trading Plan. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging between $30.56 and $30.76. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining option shares vested in equal monthly installments over the 36 months following September 12, 2009.
  6. Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the option shares vested on September 11, 2010. Following continuous employment, the remaining option shares vest in equal monthly installments over the 36 months following September 13, 2010.
  7. Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining option shares vest in equal monthly installments over the 36 months following September 13, 2011.
  8. Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining option shares vested in equal monthly installments over the 36 months following September 12, 2012.