Filing Details
- Accession Number:
- 0001181431-12-050886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-17 20:43:18
- Reporting Period:
- 2012-09-13
- Filing Date:
- 2012-09-17
- Accepted Time:
- 2012-09-17 20:43:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1476070 | Jr H David Morton | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Vp, Finance, Treasurer &Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2012-09-13 | 1,725 | $29.41 | 30,082 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2012-09-14 | 1,290 | $30.25 | 28,792 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2012-09-14 | 250 | $13.73 | 29,042 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-09-14 | 1,667 | $3.35 | 30,709 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-09-14 | 573 | $11.07 | 31,282 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-09-14 | 7,312 | $11.16 | 38,594 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2012-09-14 | 1,867 | $30.75 | 36,727 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2012-09-14 | 9,802 | $30.66 | 26,925 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2012-09-14 | 1,460 | $29.96 | 25,465 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Disposition | 2012-09-14 | 250 | $0.00 | 250 | $13.73 |
Ordinary Shares | NQ Stock Options | Disposition | 2012-09-14 | 1,667 | $0.00 | 1,667 | $3.35 |
Ordinary Shares | NQ Stock Options | Disposition | 2012-09-14 | 573 | $0.00 | 573 | $11.07 |
Ordinary Shares | NQ Stock Options | Disposition | 2012-09-14 | 7,312 | $0.00 | 7,312 | $11.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-09-12 | 2015-09-12 | No | 4 | M | Direct |
20,000 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
13,750 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
21,938 | 2012-09-12 | 2018-09-12 | No | 4 | M | Direct |
Footnotes
- Shares sold under a 10b5-1 Trading Plan pursuant to vesting provisions under the restricted stock unit awards issued on September 12, 2008 and September 12, 2011. Shares sold to pay tax liabilities resulting from the vesting of 667 restricted stock unit shares awarded on September 12, 2008 and the vesting of 2,925 restricted stock unit shares awarded on September 12, 2011. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging between $29.41 and $29.4066. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares sold under a 10b5-1 Trading Plan pursuant to vesting provisions under the restricted stock unit awards issued on September 13, 2010. Shares sold to pay tax liabilities resulting from the vesting of 2,750 restricted stock unit shares awarded on September 13, 2010. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging between $30.242 and $30.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Sale pursuant to a 10b5-1 Trading Plan
- Shares sold under a 10b5-1 Trading Plan. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging between $30.56 and $30.76. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining option shares vested in equal monthly installments over the 36 months following September 12, 2009.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the option shares vested on September 11, 2010. Following continuous employment, the remaining option shares vest in equal monthly installments over the 36 months following September 13, 2010.
- Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining option shares vest in equal monthly installments over the 36 months following September 13, 2011.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining option shares vested in equal monthly installments over the 36 months following September 12, 2012.