Filing Details
- Accession Number:
- 0001209191-12-045829
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-17 19:45:01
- Reporting Period:
- 2012-09-13
- Filing Date:
- 2012-09-17
- Accepted Time:
- 2012-09-17 19:45:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
749872 | Barry R G Corp | DFZ | Footwear, (No Rubber) (3140) | 314362899 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1382164 | D Glenn Evans | 13405 Yarmouth Road, N.w. Pickerington OH 43147 | Sr Vp Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-09-13 | 2,465 | $0.00 | 30,206 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-09-13 | 1,620 | $0.00 | 31,826 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-09-13 | 1,745 | $0.00 | 33,571 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-09-13 | 1,898 | $0.00 | 35,469 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-09-13 | 1,338 | $0.00 | 36,807 | No | 4 | A | Direct | |
Common Shares | Disposition | 2012-09-13 | 2,994 | $14.88 | 33,813 | No | 4 | F | Direct | |
Common Shares | Disposition | 2012-09-13 | 4,000 | $14.95 | 29,813 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Acquisiton | 2012-09-13 | 1,260 | $0.00 | 1,260 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2012-09-13 | 2,465 | $0.00 | 2,465 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2012-09-13 | 1,620 | $0.00 | 1,620 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2012-09-13 | 1,745 | $0.00 | 1,745 | $0.00 |
Common Shares | Restricted Stock Units | Disposition | 2012-09-13 | 1,898 | $0.00 | 1,898 | $0.00 |
Common Shares | Restricted Stock Units | Acquisiton | 2012-09-13 | 2,676 | $0.00 | 2,676 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,260 | No | 4 | A | Direct | ||
0 | No | 4 | M | Direct | ||
3,241 | No | 4 | M | Direct | ||
5,234 | No | 4 | M | Direct | ||
7,592 | No | 4 | M | Direct | ||
2,676 | No | 4 | A | Direct |
Footnotes
- Reflects the settlement of restricted stock units granted on August 30, 2007. The restricted stock units were settled in common shares of the R.G. Barry Corporation (the "Company") on a 1-for-1 basis.
- Reflects the settlement of restricted stock units granted on September 11, 2008. Twenty percent of these restricted stock units vested early because the Company satisfied certain specified performance goals related to the grant. The restricted stock units were settled in common shares of the Company on a 1-for-1 basis.
- Reflects the settlement of restricted stock units granted on September 9, 2009. Twenty percent of these restricted stock units vested early because the Company satisfied certain specified performance goals related to the grant. The restricted stock units were settled in common shares of the Company on a 1-for-1 basis.
- Reflects the settlement of restricted stock units granted on September 10, 2010. Twenty percent of these restricted stock units vested early because the Company satisfied certain specified performance goals related to the grant. The restricted stock units were settled in common shares of the Company on a 1-for-1 basis.
- Reflects the settlement of restricted stock units granted on September 26, 2011. The restricted stock units vested because the Company satisfied certain specified performance goals related to the grant, and thirty-three percent of the vested restricted stock units settled upon the vesting date. The restricted stock units were settled in common shares of the Company on a 1-for-1 basis.
- The common share sale reported on this Form 4 report was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- Award of restricted stock units, the vesting of which will occur over a 3-year period in equal annual installments. Each restricted stock unit represents a contingent right to receive one common share.
- Each restricted stock unit represents a contingent right to receive one common share. Restricted stock units vested upon certification by the Compensation Committee following the fifth anniversary of the grant date.
- Each restricted stock unit represents a contingent right to receive one common share. Twenty percent of these restricted stock units may vest annually if the Company meets certain performance goals. Subject to earlier vesting upon the satisfaction of performance goals, the restricted stock units will vest in full on September 11, 2013.
- Each restricted stock unit represents a contingent right to receive one common share. Twenty percent of these restricted stock units may vest annually if the Company meets certain performance goals. Subject to earlier vesting upon the satisfaction of performance goals, the restricted stock units vested in full on September 9, 2014.
- Each restricted stock unit represents a contingent right to receive one common share. Twenty percent of these restricted stock units may vest annually if the Company meets certain performance goals. Subject to earlier vesting upon the satisfaction of performance goals, the restricted stock units vested in full on September 10, 2015.
- Reflects the vesting of restricted stock units granted on September 26, 2011. The restricted stock units vested because the Company satisfied certain specified performance goals related to the grant; however, the settlement of this sixty-seven percent of the vested restricted stock units takes place in equal proportion on each of the two anniversaries following the vesting date.