Filing Details
- Accession Number:
- 0000896595-12-000333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-17 18:55:20
- Reporting Period:
- 2012-09-17
- Filing Date:
- 2012-09-17
- Accepted Time:
- 2012-09-17 18:55:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023128 | Lithia Motors Inc | LAD | Retail-Auto Dealers & Gasoline Stations (5500) | 930572810 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166851 | Lithia Holding Co Llc | 150 North Bartlett Street Medford OR 97501 | No | No | Yes | No | |
| 1170769 | B Sidney Deboer | 150 North Bartlett Street Medford OR 97501 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common | Acquisiton | 2012-09-17 | 4,000 | $0.00 | 4,000 | No | 4 | C | Direct | |
| Class A Common | Disposition | 2012-09-17 | 3,476 | $32.75 | 524 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2012-09-17 | 100 | $32.76 | 424 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2012-09-17 | 300 | $32.77 | 124 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2012-09-17 | 123 | $32.78 | 1 | No | 4 | S | Direct | |
| Class A Common | Disposition | 2012-09-17 | 1 | $32.79 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Class B Common | Disposition | 2012-09-17 | 4,000 | $0.00 | 4,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,025,661 | No | 4 | C | Direct |
Footnotes
- These shares were sold pursuant to 10b5-1 Trading Plan adopted by Lithia Holding Company
- Class B Common converts to Class A Common on a 1:1 ratio at holder's discretion
Billionaire Hedge Funds
