Filing Details

Accession Number:
0001181431-12-050839
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-17 17:52:29
Reporting Period:
2012-09-14
Filing Date:
2012-09-17
Accepted Time:
2012-09-17 17:52:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205496 G Paul Koontz C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-14 4,584 $11.51 1,167,439 No 4 S Indirect By Foundation Capital III, LP
Common Stock Disposition 2012-09-14 416 $11.51 278,798 No 4 S Indirect By Foundation Capital III Principals, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Foundation Capital III, LP
No 4 S Indirect By Foundation Capital III Principals, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,610 Indirect By Paul Koontz 2010 Annuity Trust
Common Stock 9,610 Indirect By Andrea Koontz 2010 Annuity Trust
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $11.36 to $11.77 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Paul G. Koontz is a Manager of Foundation Capital Management Co. III, LLC ("FC3M"), which serves as the sole general partner of Foundation Capital III, L.P. ("FC3") and Foundation Capital III Principals, LLC ("FC3P"). FC3M exercises sole voting and investment power over the shares owned by FC3 and FC3P. As a Manager of FC3M, Mr. Koontz may be deemed to share voting and investment power over the shares owned by FC3 and FC3P. Mr. Koontz disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
  3. Paul G. Koontz is the trustee of the Paul Koontz 2010 Annuity Trust.
  4. Andrea Koontz, Spouse of Paul G. Koontz, is the Trustee of the Andrea Koontz 2010 Annuity Trust. Mr. Koontz disclaims beneficial ownership of the reported securities, and this report shall not be deemed in admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or for any other purpose.