Filing Details
- Accession Number:
- 0001126328-12-000248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-17 18:24:12
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-17
- Accepted Time:
- 2012-09-17 17:24:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443238 | J. Terrance Lillis | 711 High Street Des Moines IA 50392 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-14 | 37,690 | $11.07 | 59,096 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-14 | 7,205 | $27.57 | 66,301 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 30,211 | $29.00 | 36,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-09-14 | 37,690 | $0.00 | 37,690 | $11.07 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-09-14 | 7,205 | $0.00 | 7,205 | $27.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-24 | 2019-02-24 | No | 4 | M | Direct |
| 0 | 2006-02-25 | 2013-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38 | Indirect | By 401(k) Plan |
| Common Stock | 303 | Indirect | By Spouse |
Footnotes
- Pursuant to a Rule 10b5-1 plan adopted August 8, 2012.
- Includes 7,039 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Billionaire Hedge Funds
