Filing Details
- Accession Number:
- 0001209191-12-045730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-17 16:18:24
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-17
- Accepted Time:
- 2012-09-17 16:18:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185924 | A Lawrence Margolis | 3871 Lakefield Drive Suwanee GA 30024 | Evp/Strategic Pl, Chief Couns. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-14 | 57,000 | $4.85 | 345,028 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-14 | 57,000 | $14.00 | 288,028 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options | Acquisiton | 2012-09-14 | 57,000 | $0.00 | 57,000 | $4.85 |
Common Stock | Stock options | Disposition | 2012-09-14 | 57,000 | $0.00 | 57,000 | $4.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
57,000 | 2013-07-01 | No | 4 | J | Direct | |
0 | 2013-07-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 11,561 | Direct | |
Restricted Stock | 15,110 | Direct | |
Restricted Stock | 40,294 | Direct | |
Restricted Stock | 21,127 | Direct | |
Restricted Stock | 56,340 | Direct | |
Restricted Stock | 34,030 | Direct | |
Restricted Stock | 68,060 | Direct |
Footnotes
- Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is in part performance-based. 10,073 shares of the grant are guaranteed and had vested on 3/25/2011. 0 to 40,294 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 56,340 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
- This is to adjust an incorrect entry in a previous filing.
- Stock options are currently fully exercisable