Filing Details

Accession Number:
0001126328-12-000246
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-17 16:16:35
Reporting Period:
2012-09-14
Filing Date:
2012-09-17
Accepted Time:
2012-09-17 16:16:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166872 E Karen Shaff 711 High Street
Des Moines IA 50392
Exec. Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-14 3,448 $29.00 45,494 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,235 Indirect By 401(k) Plan
Common Stock 2,801 Indirect By Spouse
Common Stock 500 Indirect By Immediate Family Member's IRA
Footnotes
  1. Pursuant to a Rule 10b5-1 plan adopted June 11, 2012.
  2. Includes 7,380 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.