Filing Details
- Accession Number:
- 0001144204-12-051596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 21:01:22
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 21:01:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397565 | M Jeffrey Thompson | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-09-12 | 140,309 | $0.78 | 140,309 | No | 4 | X | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-09-12 | 73,300 | $3.82 | 67,009 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-09-13 | 67,009 | $3.87 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Acquisiton | 2012-09-12 | 140,309 | $0.00 | 140,309 | $0.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
140,000 | 2006-02-28 | 2013-02-27 | No | 4 | X | Direct |
Footnotes
- These options were issued in February 2003 and were due to expire in February 2013.