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Filing Details

Accession Number:: 0001140361-12-040559
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-14 19:22:44
Reporting Period:: 2012-02-09

Filing Date:: 2012-09-14
Accepted Time:: 2012-09-14 19:22:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1486800	Higher One Holdings Inc.	ONE	Services-Business Services, Nec (7389)	263025501

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1494213	Dean Hatton	C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-02-09	111,573	$0.20	330,658	No	4	M	Direct
Common Stock	Disposition	2012-06-30	7,584	$0.00	323,074	No	4	D	Direct
Common Stock	Disposition	2012-09-12	25,000	$12.86	298,074	No	4	S	Direct
Common Stock	Disposition	2012-09-12	25,000	$12.86	55,000	No	4	S	Indirect	by the Dean W. Hatton GRAT of 2011
Common Stock	Disposition	2012-09-13	40,000	$12.34	258,074	No	4	S	Direct
Common Stock	Disposition	2012-09-13	40,000	$12.34	15,000	No	4	S	Indirect	by the Dean W. Hatton GRAT of 2011
Common Stock	Disposition	2012-09-14	58,345	$12.80	199,729	No	4	S	Direct
Common Stock	Disposition	2012-09-14	15,000	$12.69	0	No	4	S	Indirect	by the Dean W. Hatton GRAT of 2011

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct
No	4	S	Indirect	by the Dean W. Hatton GRAT of 2011
No	4	S	Direct
No	4	S	Indirect	by the Dean W. Hatton GRAT of 2011
No	4	S	Direct
No	4	S	Indirect	by the Dean W. Hatton GRAT of 2011

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2012-02-09	111,573	$0.00	111,573	$0.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-03-18	2012-03-26	No	4	M	Direct

Footnotes

A total of 23,920 shares previously held directly by Mr. Hatton were transferred to the Dean W. Hatton GRAT of 2011. Beginning March 23, 2012, these shares were erroneously included under both Mr. Hatton's direct ownership and his indirect ownership by the Dean W. Hatton GRAT of 2011.
7,584 shares of unvested restricted stock that were previously reported under Mr. Hatton's direct ownership were forfeited due to his retirement.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2012.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.62 and $12.98. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.63 and $13.00. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.00 and $12.84. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.00 and $12.92. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.32 and $13.07. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.30 and $12.90. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.