Filing Details
- Accession Number:
- 0001140361-12-040554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 18:43:14
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 18:43:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431202 | L Henry Pujol | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Vice President, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-14 | 5,966 | $28.90 | 24,367 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-14 | 3,977 | $7.27 | 28,344 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-14 | 2,693 | $25.16 | 31,037 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 12,636 | $0.00 | 18,401 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-14 | 5,966 | $0.00 | 5,966 | $28.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-14 | 3,977 | $0.00 | 3,977 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-14 | 2,693 | $0.00 | 2,693 | $25.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,966 | 2018-09-03 | No | 4 | M | Direct | |
| 7,955 | 2019-02-10 | No | 4 | M | Direct | |
| 8,080 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 14, 2012. The actual sale prices ranged from a low of $30.84 to a high of $30.88. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Immediately.
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