Filing Details
- Accession Number:
- 0001013762-12-001833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 18:09:12
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 18:09:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046995 | Emagin Corp | EMAN | Semiconductors & Related Devices (3674) | 880378451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520490 | Amalkumar Ghosh | C/O Emagin Corporation 3006 Northup Way, #103 Bellevue WA 98004 | Senior V.p, R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-12 | 360 | $0.98 | 1,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-12 | 360 | $4.88 | 1,475 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-13 | 3,640 | $0.98 | 5,115 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-13 | 3,640 | $4.59 | 1,475 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2012-09-12 | 360 | $0.00 | 360 | $0.98 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2012-09-13 | 3,640 | $0.00 | 3,640 | $0.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,776 | 2014-05-05 | No | 4 | M | Direct | |
| 136 | 2014-05-05 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $1.94 | 2017-03-03 | 18,974 | 18,974 | Direct | |
| Common Stock | Stock Options (Right to buy) | $7.79 | 2016-03-15 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Options (Right to buy) | $7.79 | 2016-03-15 | 23,900 | 23,900 | Direct | |
| Common Stock | Stock Options (Right to buy) | $3.59 | 2017-03-13 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-03-03 | 18,974 | 18,974 | Direct |
| 2016-03-15 | 100,000 | 100,000 | Direct |
| 2016-03-15 | 23,900 | 23,900 | Direct |
| 2017-03-13 | 15,000 | 15,000 | Direct |
Footnotes
- Fully exercisable.
- All options were fully vested on 3/3/2011.
- 1/3 vested on 3/13/2012, 1/3 will vest on 3/13/2013, and 1/3 will vest on 3/13/2014.
- 1/3 vested on 3/13/2012, 1/3 will vest on 3/13/2013, and 1/3 will vest on 3/13/2014.
- 1/3 will vest on 3/13/2013, 1/3 will vest on 3/13/2014, and 1/3 will vest on 3/13/2015.
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