Filing Details
- Accession Number:
- 0001144204-12-051589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 17:55:08
- Reporting Period:
- 2012-09-13
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 17:55:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1324948 | Rbc Bearings Inc | ROLL | Ball & Roller Bearings (3562) | 954372080 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1371828 | J Thomas Williams | 15 Laurel Crest Drive Burlington CT US 06013 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-13 | 4,000 | $22.73 | 8,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-13 | 4,000 | $48.00 | 4,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-13 | 7,000 | $20.37 | 11,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-13 | 7,000 | $48.00 | 4,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2012-09-13 | 7,000 | $0.00 | 7,000 | $20.37 |
Common Stock | Option to Purchase Common Stock | Disposition | 2012-09-13 | 4,000 | $0.00 | 10,000 | $22.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-11-11 | 2015-11-11 | No | 4 | M | Direct |
6,000 | 2010-11-16 | 2016-11-16 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase Common Stock | $37.66 | 2012-10-06 | 2018-10-06 | 10,000 | 10,000 | Direct |
Common Stock | Option to Purchase Common Stock | $44.60 | 2013-06-04 | 2019-06-04 | 10,000 | 10,000 | Direct |
Common Stock | Option to Purchase Common Stock | $31.91 | 2009-02-12 | 2015-02-12 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-10-06 | 10,000 | 10,000 | Direct |
2019-06-04 | 10,000 | 10,000 | Direct |
2015-02-12 | 2,000 | 2,000 | Direct |
Footnotes
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/5 vest on 2/12/09, 1/5 vest on 2/12/10, 1/5 vest on 2/12/11, 1/5 vest on 2/12/12 and 1/5 vest on 2/12/13.
- Options to purchase shares of common stock are subject to the following vesting schedule: 1/3 vested on 11/11/09, 1/3 vest on 11/11/10 and 1/3 vest on 11/11/11.
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 11/16/2010, 1/5 vest on 11/16/2011, 1/5 vest on 11/16/2012, 1/5 vest on 11/16/2013 and 1/5 vest on 11/16/2014
- 500 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 11/16/2012. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events
- 2,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/5 lapse on 10/06/2012, 1/5 lapse on 10/06/2013, 1/5 lapse on 10/06/2014, 1/5 lapse on 10/06/2015 and 1/5 lapse on 10/06/2016. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.
- 2,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 lapse on 6/4/2013, 1/3 laspe on 6/4/2014 and 1/3 lapse on 6/4/2015. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events
- Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.
- Shares sold pursuant to Rule 10b5-1 Sales Plan established on March 29, 2012 covering 11,000 shares for sale at a price of at least $47 per share subject to Rule 144 requirements and 11,000 shares for sale at a price of at least $48 per share subject to Rule 144 requirements. The shares will be acquired through exercise of the following options respectively: 8,000 shares from an option granted 2/12/2008 with an exercise price of $31.91 per share; 10,000 shares from an option granted 11/11/2008 with an exercise price of $20.37 per share; and 4,000 shares from an option granted 11/16/2009 with an exercise price of $22.73 per share.