Filing Details
- Accession Number:
- 0001127602-12-026399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 17:15:53
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 17:15:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290496 | W Dee Hency | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Retired Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-09-12 | 50,000 | $34.86 | 45,586 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Acquisiton | 2012-09-13 | 9 | $29.44 | 19,190 | No | 4 | J | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Spouse |
| No | 4 | J | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 121,866 | Direct | |
| Common Stock | 800 | Indirect | By Child |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $27.18 | 2008-12-13 | 2014-12-13 | 1,954 | 1,954 | Direct |
| Common Stock | Stock Options (Right to Buy) | $30.68 | 2009-12-11 | 2015-12-11 | 3,088 | 3,088 | Direct |
| Common Stock | Stock Options (Right to Buy) | $36.22 | 2011-12-09 | 2017-12-09 | 2,260 | 2,260 | Direct |
| Common Stock | Stock Options (Right to Buy) | $40.73 | 2010-12-10 | 2016-12-10 | 4,520 | 4,520 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-13 | 1,954 | 1,954 | Direct |
| 2015-12-11 | 3,088 | 3,088 | Direct |
| 2017-12-09 | 2,260 | 2,260 | Direct |
| 2016-12-10 | 4,520 | 4,520 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.8323 to $35.06. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Purchased through the Company's 401(k) plan from May 1, 2012, through May 30, 2012. The information in this report is based on a plan statement dated as of September 13, 2012.
Billionaire Hedge Funds
