Filing Details
- Accession Number:
- 0001354488-12-004905
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 16:59:54
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 16:59:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007019 | Coffee Holding Co Inc | JVA | Beverages (2080) | 113860760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1056453 | David Gordon | C/O Coffee Holding Co., Inc. 3475 Victory Boulevard Staten Island NY 10314 | Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2012-09-12 | 119,293 | $9.00 | 363,185 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-09-12 | 8,214 | $9.00 | 25,007 | No | 4 | S | Indirect | Owned by minor child |
Common Stock, $0.001 Par Value | Acquisiton | 2012-09-12 | 8,191 | $9.00 | 24,933 | No | 4 | S | Indirect | Owned by minor child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Owned by minor child |
No | 4 | S | Indirect | Owned by minor child |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $9.00 to $9.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
- As previously disclosed, the Reporting Person indirectly owns a portion of his shares in connection with custodial accounts in the name of his children. On July 26, 2012, the Reporting Person transferred 33,283 of these shares to a joint account, whereby he became a direct owner of the 33,283 shares. This change in beneficial ownership occurred in connection with one of his children obtained the applicable age of majority.
- The transactions reported on the Form 4 were executed pursuant to the Reporting Person?s previously disclosed Rule 10b5-1 trading plans.