Filing Details
- Accession Number:
- 0001061060-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 16:49:13
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 16:49:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883107 | Nanophase Technologies Corporation | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061060 | Spurgeon Corp | 407 S. Third Street Suite 230 Geneva IL 60134 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-12 | 2,421,918 | $0.33 | 3,034,710 | No | 4 | S | Indirect | * |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | * |
Footnotes
- As a result of the transaction reported herein, Spurgeon Corporation is an indirect beneficial owner, as a General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd., of 601,410 shares.