Filing Details
- Accession Number:
- 0000933430-12-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 16:39:52
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 16:39:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883107 | Nanophase Technologies Corporation | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 1560 Sherman Ave Suite 900 Evanston IL 60201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-12 | 2,421,918 | $0.33 | 7,904,229 | No | 4 | P | Direct | |
Common Stock | Disposition | 2012-09-12 | 2,421,918 | $0.33 | 2,433,300 | No | 4 | S | Indirect | * |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | * |
Footnotes
- As a result of the transaction reported herein, Bradford T. Whitmore directly owns 7,904,229 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and General Partner of Grace Investments, Ltd. of 601,410 shares.
- Bradford T. Whitmore purchased 2,421,918 from Grace Brothers, Ltd. in a private transaction.