Filing Details

Accession Number:
0000933430-12-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-14 16:39:52
Reporting Period:
2012-09-12
Filing Date:
2012-09-14
Accepted Time:
2012-09-14 16:39:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883107 Nanophase Technologies Corporation NANX Miscellaneous Primary Metal Products (3390) 363687863
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933430 T Bradford Whitmore 1560 Sherman Ave
Suite 900
Evanston IL 60201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-12 2,421,918 $0.33 7,904,229 No 4 P Direct
Common Stock Disposition 2012-09-12 2,421,918 $0.33 2,433,300 No 4 S Indirect *
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect *
Footnotes
  1. As a result of the transaction reported herein, Bradford T. Whitmore directly owns 7,904,229 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and General Partner of Grace Investments, Ltd. of 601,410 shares.
  2. Bradford T. Whitmore purchased 2,421,918 from Grace Brothers, Ltd. in a private transaction.