Filing Details
- Accession Number:
- 0001518715-12-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 16:34:46
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 16:34:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529656 | A Patricia Leach | 601 Union Street, Suite 2000 Seattle WA 98101 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-10 | 2,002 | $1.50 | 11,413 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-10 | 2,002 | $35.26 | 9,411 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-12 | 2,798 | $1.50 | 12,209 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-12 | 2,798 | $34.59 | 9,411 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2012-09-10 | 2,002 | $0.00 | 2,002 | $1.50 |
Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2012-09-12 | 2,798 | $0.00 | 2,798 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,398 | 2020-11-29 | No | 4 | M | Direct | |
1,600 | 2020-11-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,601 | Indirect | HomeStreet, Inc. 401(k) Savings Plan |
Footnotes
- In June 2012, the reporting person acquired 782.615 shares of HomeStreet, Inc. common stock under the HomeStreet, Inc. Employee Stock Ownership Plan pursuant to an annual distribution and diversification of plan shares.
- These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.
- The option, representing a right to purchase a total of 6,400 shares, becomes exercisable by its terms 25% on the date of grant (November 29, 2010), 25% on the earlier of the first anniversary of the date of grant or upon a capital raise by the issuer, 25% on the earlier of the second anniversary of the date of grant or the lifting of a cease and desist order related to HomeStreet Bank that was in place at the time of the grant, and 25% on the third anniversary of the date of grant. As of the date of exercise of this option, it was vested as to 75%.