Filing Details
- Accession Number:
- 0001181431-12-050505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 15:05:31
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 15:05:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001115 | Oyo Geospace Corp | OYOG | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1049652 | D Gary Owens | 7007 Pinemont Drive Houston TX 77040 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2012-09-12 | 3,000 | $17.56 | 223,642 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2012-09-12 | 3,000 | $115.00 | 220,642 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2012-09-13 | 3,000 | $17.56 | 223,642 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2012-09-13 | 3,000 | $115.02 | 220,642 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2012-09-14 | 2,750 | $17.56 | 223,392 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2012-09-14 | 2,750 | $115.00 | 220,642 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (right to buy) | Disposition | 2012-09-12 | 3,000 | $0.00 | 3,000 | $17.56 |
| Common Stock | Options (right to buy) | Disposition | 2012-09-13 | 3,000 | $0.00 | 3,000 | $17.56 |
| Common Stock | Options (right to buy) | Disposition | 2012-09-14 | 2,750 | $0.00 | 2,750 | $17.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,500 | 2018-12-05 | No | 4 | M | Direct | |
| 11,500 | 2018-12-05 | No | 4 | M | Direct | |
| 8,750 | 2018-12-05 | No | 4 | M | Direct |
Footnotes
- The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
- These options vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.25, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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