Filing Details
- Accession Number:
- 0001437749-12-009516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 15:54:28
- Reporting Period:
- 2012-09-13
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 14:54:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120914 | Pdf Solutions Inc | PDFS | Services-Computer Programming Services (7371) | 251701361 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320023 | Yc Albert Yu | 333 W. San Carlos St. Suite 1000 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-13 | 468 | $2.30 | 16,817 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-13 | 3,515 | $8.79 | 20,332 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-13 | 416 | $4.82 | 20,748 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-13 | 234 | $6.21 | 20,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-13 | 4,633 | $12.86 | 16,349 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-09-13 | 468 | $0.00 | 468 | $2.30 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-09-13 | 416 | $0.00 | 416 | $4.82 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-09-13 | 234 | $0.00 | 234 | $6.21 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-09-13 | 3,515 | $0.00 | 3,515 | $8.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,158 | 2010-07-31 | 2019-07-30 | No | 4 | M | Direct |
| 8,751 | 2011-05-18 | 2020-05-17 | No | 4 | M | Direct |
| 0 | 2011-06-27 | 2021-05-26 | No | 4 | M | Direct |
| 7,735 | 2012-05-22 | 2022-05-21 | No | 4 | M | Direct |
Footnotes
- . Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $12.82 to $12.89.
Billionaire Hedge Funds
