Filing Details
- Accession Number:
- 0001144204-12-051425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 13:33:53
- Reporting Period:
- 2012-09-13
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 13:33:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505057 | Ornit Niv | C/O Fxcm Inc. 55 Water Street New York NY 10041 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-09-13 | 30,000 | $9.82 | 30,000 | No | 4 | P | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2012-09-14 | 20,000 | $9.80 | 50,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.79 to $9.92, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
- This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.79 to $9.80, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
- These shares are held by a charitable lead annuity trust (the "Charitable Trust") where the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.