Filing Details
- Accession Number:
- 0000916002-12-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-14 12:12:51
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-14
- Accepted Time:
- 2012-09-14 12:12:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30302 | Alco Stores Inc | ALCS | Retail-Variety Stores (5331) | 480201080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414497 | Royce Winsten | 1495 Jusmar Drive Sea Girt NJ 08750 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-12 | 1,000 | $7.07 | 1,000 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2012-09-12 | 1,850 | $7.15 | 2,850 | No | 4 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2012-09-13 | 2,150 | $7.23 | 5,000 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy 03/27/2008) | $12.02 | 2009-03-27 | 2013-03-27 | 30,000 | 30,000 | Direct |
| Common Stock | Stock option (right to buy 05/12/2008) | $14.96 | 2009-05-12 | 2013-05-12 | 20,000 | 50,000 | Direct |
| Common Stock | Stock option (right to buy 06/30/2011) | $10.60 | 2012-06-30 | 2016-06-30 | 7,500 | 57,500 | Direct |
| Common Stock | Stock option (right to buy 06/29/2012) | $8.74 | 2013-06-29 | 2017-06-29 | 7,500 | 65,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-03-27 | 30,000 | 30,000 | Direct |
| 2013-05-12 | 20,000 | 50,000 | Direct |
| 2016-06-30 | 7,500 | 57,500 | Direct |
| 2017-06-29 | 7,500 | 65,000 | Direct |
Footnotes
- The shares are held in Mr. Winsten's IRA.
- The shares are held in Mr. Winsten's IRA.
- The shares are held in Mr. Winsten's IRA.
- The option becomes exercisable in four equal installments on March 27, 2009, 2010, 2011, and 2012.
- The option becomes exercisable in four equal installments on May 12, 2009, 2010, 2011, and 2012.
- The option becomes exercisable in four equal installments on June 30, 2012, 2013, 2014, and 2015.
- The option becomes exercisable in four equal installments on June 29, 2013, 2014, 2015, and 2016.
Billionaire Hedge Funds
