Filing Details
- Accession Number:
- 0001140361-12-040343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 17:23:37
- Reporting Period:
- 2012-09-11
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 17:23:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944480 | Gse Systems Inc | GVP | Services-Prepackaged Software (7372) | 521868008 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321526 | R Gill Grady | Gse Systems, Inc. 1332 Londontown Blvd. Sykesville MD 21784 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-11 | 500 | $1.61 | 600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-11 | 500 | $1.93 | 100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-12 | 239 | $1.61 | 339 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-12 | 239 | $1.93 | 100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2012-09-11 | 500 | $0.00 | 500 | $1.61 |
| Common Stock | Employee Stock Option | Disposition | 2012-09-12 | 239 | $0.00 | 239 | $1.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,100 | 2013-03-14 | No | 4 | M | Direct | |
| 31,861 | 2013-03-14 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $3.40 | 2017-10-28 | 20,000 | 20,000 | Direct | |
| Common Stock | Employee Stock Option | $5.95 | 2018-10-23 | 40,000 | 40,000 | Direct | |
| Common Stock | Employee Stock Option | $1.85 | 2018-11-11 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-10-28 | 20,000 | 20,000 | Direct |
| 2018-10-23 | 40,000 | 40,000 | Direct |
| 2018-11-11 | 100,000 | 100,000 | Direct |
Footnotes
- Exercisable as follows: 22,000 3/14/2007; 16,500 3/14/2008; 16,500 3/14/2009
- Exercisable as follows: 8,000 10/28/2011; 6,000 10/28/2012; 6,000 10/28/2013
- Exercisable as follows: 5,714 10/23/2009; 5,714 10/23/2010; 5,714 10/23/2011; 5,715 10/23/2012; 5,714 10/23/2013; 5,714 10/23/2014; 5,715 10/23/2015
- Exercisable as follows: 20,000 11/11/2012; 20,000 11/11/2013; 20,000 11/11/2014; 20,000 11/11/2015; 20,000 11/11/2016
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