Filing Details
- Accession Number:
- 0001140361-12-040331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 16:46:44
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 16:46:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136796 | Charter Financial Corp | CHFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1280869 | /Ga/ Lee Robert Johnson | 1233 O.g. Skinner Drive West Point GA 31833 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-09-12 | 827 | $9.83 | 96,456 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 192 | $9.80 | 96,264 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 700 | $9.79 | 95,564 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 3,751 | $9.75 | 91,813 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,500 | Indirect | By Spouse's IRA |
| Common Stock | 8,126 | Indirect | As Custodian for Child |
| Common Stock | 22,578 | Indirect | By IRA |
| Common Stock | 12,706 | Indirect | By ESOP |
| Common Stock | 5,191 | Indirect | By Stock Award |
| Common Stock | 7,865 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $11.00 | 2014-01-27 | 2019-01-27 | 74,000 | 74,000 | Direct |
| Common Stock | Stock Option | $10.20 | 2015-06-22 | 2020-06-22 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-27 | 74,000 | 74,000 | Direct |
| 2020-06-22 | 50,000 | 50,000 | Direct |
Footnotes
- Shares granted to the reporting person under the Charter Financial Corporation 2001 Recognition and Retention Plan. 5,191 restricted stock awards will vest on July 27, 2013.
- Options granted under the 2001 Charter Financial Corporation Stock Option Plan, which vest in five equal annual installments commencing on January 27, 2014.
- Options granted under the 2001 Charter Financial Corporation Stock Option , of which 1,000 options vest in 2013, and the remaining options vest in 5 equal annual installments commencing on June 22, 2015.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
