Filing Details
- Accession Number:
- 0001330343-12-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 16:10:46
- Reporting Period:
- 2012-09-11
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 16:10:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330343 | Brian Graff | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-11 | 30,000 | $2.51 | 235,852 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-11 | 67,079 | $2.15 | 235,852 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-11 | 97,079 | $11.50 | 235,852 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2012-09-11 | 30,000 | $0.00 | 30,000 | $2.51 |
Common Stock | Options | Disposition | 2012-09-11 | 67,079 | $0.00 | 67,079 | $2.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,079 | 2010-05-26 | 2019-05-26 | No | 4 | M | Direct |
0 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,879 | Indirect | ESOP/401(k) Plan |
Footnotes
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 51,635 shares of common stock with an exercise price of $3.26 held by the reporting person on June 22, 2009 became exercisable for 67,079 shares of common stock with an exercise price of $2.51.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 51,635 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 67,079 shares of common stock with an exercise price of $2.15.
- Price reflects weighted average sales price; actual sale prices ranged from $11.460 to $11.535. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.