Filing Details

Accession Number:
0001140361-12-040293
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-09-13 15:32:47
Reporting Period:
2012-09-11
Filing Date:
2012-09-13
Accepted Time:
2012-09-13 15:32:47
Original Submission Date:
2012-09-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811808 Summit Financial Group Inc SMMF State Commercial Banks (6022) 550672148
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521503 E. Jeffrey Hott 3293 Petersburg Pike
Franklin WV 26807
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-11 35,000 $4.35 47,834 No 4 S Indirect By Mother
Common Stock Disposition 2012-09-11 1,000 $4.35 960 No 4 S Indirect By Spouse
Common Stock Disposition 2012-09-11 10,000 $4.35 117,960 No 4 S Indirect By EE Hott, Inc.
Common Stock Disposition 2012-09-11 2,000 $4.35 13,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Mother
No 4 S Indirect By Spouse
No 4 S Indirect By EE Hott, Inc.
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,200 Indirect By Franklin Oil
Common Stock 400 Indirect As Cust for Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 8% Non-Cumulative Convertible Preferred Stock, Series 2009 $5.50 2010-03-01 2019-06-01 9,091 50 Direct
Common Stock 8% Non-Cumulative Convertible Preferred Stock, Series 2009 $5.50 2010-03-01 2019-06-01 9,091 50 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-06-01 9,091 50 Direct
2019-06-01 9,091 50 Indirect
Footnotes
  1. The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.