Filing Details
- Accession Number:
- 0001144204-12-051154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 15:18:19
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 15:18:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
888504 | Layne Christensen Co | LAYN | Construction - Special Trade Contractors (1700) | 480920712 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899083 | Wynnefield Partners Small Cap Value Lp | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | No | Yes | |
1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | Yes | No | No | No | |
1030806 | Ltd Fund Offshore Value Cap Small Wynnefield | 450 Seventh Ave Suite 509 New York NY 10123 | No | No | No | Yes | |
1056835 | Wynnefield Capital Management Llc | 450 Seventh Ave Suite 509 New York NY 10123 | No | No | No | Yes | |
1251565 | Wynnefield Partners Small Cap Value Lp I | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | No | Yes | |
1251567 | Wynnefield Capital Inc | 450 Seventh Ave Suite 509 New York NY 10123 | No | No | No | Yes | |
1251568 | Joshua Landes | 450 Seventh Ave Suite 509 New York NY 10123 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-12 | 15,200 | $18.05 | 15,890 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2012-09-12 | 22,500 | $18.05 | 22,500 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2012-09-12 | 12,300 | $18.05 | 12,300 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | Acquisiton | 2012-04-01 | 282 | $22.18 | 282 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,033 | No | 4 | A | Direct |
Footnotes
- On the date hereof, Nelson Obus has an indirect beneficial ownership interest in 15,890 shares of common stock of Layne Christensen Co (LAYN) as a co-managing member of Wynnefield Capital Management, LLC ("WCM"), the sole general partner of Wynnefield Partners Small Cap Value L.P.
- On the date hereof, Nelson Obus has an indirect beneficial ownership interest in 22,500 shares of common stock as a co-managing member of WCM, the sole general partner of Wynnefield Partners Small Cap Value L.P. I.
- On the date hereof, Nelson Obus has an indirect beneficial ownership interest in 12,300 shares of common stock as a principal executive officer of Wynnefield Capital, Inc. ("WCI"), the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd.
- The Conversion or Exercise Price is 1 for 1.
- The Phantom Stock Units directly owned by Nelson Obus were accrued under the Layne Christensen Company Deferred Compensation Plan for Directors and are to be settled 100% in cash. The Phantom Stock Units are to be settled within thirty (30) days after (i) the date pre-selected by the Reporting Person or (ii) the date the Reporting Person ceases to be a Director.