Filing Details
- Accession Number:
- 0001209191-12-045400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 14:16:29
- Reporting Period:
- 2012-09-11
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 14:16:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719164 | Schawk Inc | SGK | Service Industries For The Printing Trade (2790) | 660323724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257421 | Alex Sarkisian | 1695 South River Road Des Plaines IL 60018 | Sr.exec.vp Client Development | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-09-11 | 1,507 | $9.22 | 76,984 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-09-11 | 1,507 | $14.25 | 75,477 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Disposition | 2012-09-11 | 1,507 | $0.00 | 1,507 | $9.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,245 | 2013-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,689,592 | Indirect | As Trustee or Custodian |
Footnotes
- Excludes 1,260,855 shares of Schawk Inc. common stock held in various trusts for which the reporting person previously served as trustee but otherwise had no pecuniary interest. As the reporting person no longer serves as the trustee for the trusts holding these shares, these shares have been excluded from total shares beneficially owned.
- Options were granted on February 27, 2003 and vest 33% on date of grant, 66% after one year from the date of grant and are fully vested after two years from the date of grant.