Filing Details
- Accession Number:
- 0001164727-12-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 13:26:28
- Reporting Period:
- 2012-09-11
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 13:26:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515674 | A. David Ottewell | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Vice President And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $1.60 Par Value | Acquisiton | 2012-09-11 | 3,250 | $45.16 | 16,801 | No | 4 | M | Direct | |
| Common Stock $1.60 Par Value | Disposition | 2012-09-11 | 3,250 | $52.17 | 13,551 | No | 4 | S | Direct | |
| Common Stock $1.60 Par Value | Acquisiton | 2012-09-11 | 6,000 | $42.06 | 19,551 | No | 4 | M | Direct | |
| Common Stock $1.60 Par Value | Disposition | 2012-09-11 | 6,000 | $52.05 | 13,551 | No | 4 | S | Direct | |
| Common Stock $1.60 Par Value | Acquisiton | 2012-09-11 | 9,000 | $44.49 | 22,551 | No | 4 | M | Direct | |
| Common Stock $1.60 Par Value | Disposition | 2012-09-11 | 9,000 | $52.24 | 13,551 | No | 4 | S | Direct | |
| Common Stock $1.60 Par Value | Acquisiton | 2012-09-11 | 6,498 | $39.95 | 20,049 | No | 4 | M | Direct | |
| Common Stock $1.60 Par Value | Disposition | 2012-09-11 | 6,498 | $52.14 | 13,551 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-11 | 3,250 | $0.00 | 3,250 | $45.16 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-11 | 6,000 | $0.00 | 6,000 | $42.06 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-11 | 9,000 | $0.00 | 9,000 | $44.49 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-11 | 6,498 | $0.00 | 6,498 | $39.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-10-26 | No | 4 | M | Direct | |
| 0 | 2017-04-30 | No | 4 | M | Direct | |
| 0 | 2018-04-28 | No | 4 | M | Direct | |
| 0 | 2019-05-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $1.60 Par Value | 1,432 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.
- The option vested in three equal annual installments beginning October 26, 2006.
- The option vested in three equal annual installments beginning April 30, 2008.
- The option vested in three equal annual installments beginning April 28, 2009.
- The option vested in three equal annual installments beginning May 4, 2010.
Billionaire Hedge Funds
