Filing Details
- Accession Number:
- 0001140361-12-040210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-12 22:08:06
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-12
- Accepted Time:
- 2012-09-12 21:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494213 | Dean Hatton | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-10 | 20,000 | $12.44 | 223,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-10 | 20,000 | $12.45 | 1,386 | No | 4 | S | Indirect | by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children |
Common Stock | Disposition | 2012-09-10 | 20,000 | $12.44 | 105,000 | No | 4 | S | Indirect | by the Dean W. Hatton GRAT of 2011 |
Common Stock | Disposition | 2012-09-11 | 25,000 | $12.70 | 198,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-11 | 1,386 | $12.55 | 0 | No | 4 | S | Indirect | by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children |
Common Stock | Disposition | 2012-09-11 | 25,000 | $12.70 | 80,000 | No | 4 | S | Indirect | by the Dean W. Hatton GRAT of 2011 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children |
No | 4 | S | Indirect | by the Dean W. Hatton GRAT of 2011 |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children |
No | 4 | S | Indirect | by the Dean W. Hatton GRAT of 2011 |
Footnotes
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.26 and $12.66. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The Dean W. Hatton GRAT expired pursuant to its terms and, upon expiration, 177,534 shares were transferred to Dean Hatton directly and 21,386 shares were transferred to the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.38 and $12.94. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.40 and $12.62. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.40 and $12.92. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.