Filing Details

Accession Number:
0001209191-12-045329
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-12 18:39:47
Reporting Period:
2012-09-10
Filing Date:
2012-09-12
Accepted Time:
2012-09-12 18:39:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537544 Peter Mark Smith 2100 Roosevelt Avenue
Springfield MA 01104
See Remarks. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-10 6,667 $3.57 6,667 No 4 M Direct
Common Stock Acquisiton 2012-09-10 10,000 $3.92 16,667 No 4 M Direct
Common Stock Acquisiton 2012-09-10 6,667 $4.59 23,334 No 4 M Direct
Common Stock Disposition 2012-09-10 8,080 $10.45 15,254 No 4 S Direct
Common Stock Disposition 2012-09-10 1,224 $10.46 14,030 No 4 S Direct
Common Stock Disposition 2012-09-10 2,700 $10.47 11,330 No 4 S Direct
Common Stock Disposition 2012-09-10 100 $10.48 11,230 No 4 S Direct
Common Stock Disposition 2012-09-10 5,000 $10.48 6,230 No 4 S Direct
Common Stock Disposition 2012-09-10 4,730 $10.49 1,500 No 4 S Direct
Common Stock Disposition 2012-09-10 900 $10.49 600 No 4 S Direct
Common Stock Disposition 2012-09-10 600 $10.49 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-09-10 6,667 $0.00 6,667 $3.57
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-09-10 10,000 $0.00 10,000 $3.92
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-09-10 6,667 $0.00 6,667 $4.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,333 2021-07-12 No 4 M Direct
5,000 2020-08-02 No 4 M Direct
3,333 2020-05-03 No 4 M Direct
Footnotes
  1. One-third of the total number of options granted on July 12, 2011 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
  2. One-third of the total number of options granted on August 2, 2010 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
  3. One-third of the total number of options granted on May 3, 2010 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.