Filing Details

Accession Number:
0001209191-12-045289
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-12 17:03:49
Reporting Period:
2012-09-10
Filing Date:
2012-09-12
Accepted Time:
2012-09-12 17:03:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365252 Jack Engelkes P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-10 2,455 $33.31 28,122 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,475 Indirect Owned solely by wife
Common Stock 11,180 Indirect Custodian for daughters
Common Stock 1,012 Indirect Held in Simple IRA
Common Stock - Restricted 666 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $9.83 713 713 Direct
Common Stock Stock Option $8.42 356 356 Direct
Common Stock Stock Option $10.66 1,426 1,426 Direct
Common Stock Stock Option $17.21 2018-01-09 1,188 1,188 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
713 713 Direct
356 356 Direct
1,426 1,426 Direct
2018-01-09 1,188 1,188 Direct
Footnotes
  1. The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
  2. The option is exercisable in three equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  3. The option is exercisable in four equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  4. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  5. Includes 74.556 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  6. Includes 2.810 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  7. Includes 3.780 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  8. Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
  9. The reporting person had 0.664 shares that were settled with their broker via cash paid-in-lieu of fractional shares.