Filing Details
- Accession Number:
- 0001179110-12-013965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-12 16:35:57
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-12
- Accepted Time:
- 2012-09-12 16:35:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209899 | H Richard Stowe | 401 Park Avenue South New York NY 10016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-10 | 60,000 | $1.02 | 68,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-10 | 60,000 | $33.76 | 8,249 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option (Right to Buy) | Acquisiton | 2012-09-10 | 60,000 | $0.00 | 60,000 | $1.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2003-11-06 | 2013-11-06 | No | 4 | M | Direct |
Footnotes
- Includes deferred stock units acquired under the Issuer's Director Deferred Compensation Plan in lieu of Reporting Person's quarterly retainer for Board services.
- These shares include restricted stock units (RSUs) which were granted on October 1, 2011. This grant vests quarterly, with the first quarter vesting on December 31, 2011. These RSUs has been deferred by the Reporting Person under the Issuer's Director Deferred Compensation Plan and will be settled in shares of the Issuer's common stock upon termination of the Reporting Person's service as a director of the Issuer.
- These shares include restricted stock units (RSUs) which were granted on October 1, 2010. This grant vested quarterly, with the first quarter vesting on December 31, 2010. These RSUs has been deferred by the Reporting Person under the Issuer's Director Deferred Compensation Plan and will be settled in shares of the Issuer's common stock upon termination of the Reporting Person's service as a director of the Issuer.
- Date shown is grant date. This grant vested annually in one third increments beginning on grant date.
- Only refers to derivitive securities in this class.
Billionaire Hedge Funds
