Filing Details
- Accession Number:
- 0001246360-12-003720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-11 16:10:10
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-11
- Accepted Time:
- 2012-09-11 16:10:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 800459 | Harman International Industries Inc | HAR | Household Audio & Video Equipment (3651) | 112534306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450058 | Jennifer Peter | C/O Harman International Industries, Inc 400 Atlantic Street, Suite 1500 Stamford CT 06901 | Vp And Cao | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-10 | 1,925 | $28.51 | 2,949 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-10 | 1,248 | $32.80 | 4,197 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-10 | 1,210 | $34.76 | 5,407 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-10 | 4,383 | $47.82 | 1,024 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-11 | 1,024 | $47.34 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-10 | 1,925 | $0.00 | 1,925 | $28.51 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-10 | 1,248 | $0.00 | 1,248 | $32.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-10 | 1,210 | $0.00 | 1,210 | $34.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-09-01 | 2019-09-01 | No | 4 | M | Direct |
| 1,248 | 2011-09-01 | 2020-09-01 | No | 4 | M | Direct |
| 2,420 | 2012-09-07 | 2021-09-07 | No | 4 | M | Direct |
Footnotes
- Each restricted share unit represents a contingent right to receive one share of Harman's common stock.
- Restricted share units vest fully 3 years from the date of grant.
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