Filing Details

Accession Number:
0001140361-12-040040
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-11 14:51:54
Reporting Period:
2012-09-07
Filing Date:
2012-09-11
Accepted Time:
2012-09-11 14:51:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069996 21St Century Holding Co TCHC Fire, Marine & Casualty Insurance (6331) 650248866
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188652 Bruce Simberg 14050 N.w. 14 Street
Suite 180
Sunrise FL 33323
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-07 500 $6.10 299,461 No 4 P Direct
Common Stock Acquisiton 2012-09-07 300 $6.15 299,761 No 4 P Direct
Common Stock Acquisiton 2012-09-07 200 $6.16 299,961 No 4 P Direct
Common Stock Acquisiton 2012-09-07 39 $6.17 300,000 No 4 P Direct
Common Stock Acquisiton 2012-09-10 1,000 $6.09 301,000 No 4 P Direct
Common Stock Acquisiton 2012-09-10 2,000 $6.15 303,000 No 4 P Direct
Common Stock Acquisiton 2012-09-10 500 $6.19 303,500 No 4 P Direct
Common Stock Acquisiton 2012-09-10 199 $6.19 303,699 No 4 P Direct
Common Stock Acquisiton 2012-09-10 1,036 $6.20 304,735 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $13.17 2008-12-06 2013-12-06 500 500 Direct
Common Stock Options $12.58 2009-01-30 2014-01-30 4,500 4,500 Direct
Common Stock Options $4.73 2010-01-02 2019-01-02 25,000 25,000 Direct
Common Stock Options $2.45 2012-08-22 2021-08-22 10,000 10,000 Direct
Common Stock Options $4.40 2013-04-06 2022-04-06 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-06 500 500 Direct
2014-01-30 4,500 4,500 Direct
2019-01-02 25,000 25,000 Direct
2021-08-22 10,000 10,000 Direct
2022-04-06 15,000 15,000 Direct
Footnotes
  1. The options vest 20% per year.
  2. The options vest 33 1/3% per year.