Filing Details
- Accession Number:
- 0001140361-12-040040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-11 14:51:54
- Reporting Period:
- 2012-09-07
- Filing Date:
- 2012-09-11
- Accepted Time:
- 2012-09-11 14:51:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069996 | 21St Century Holding Co | TCHC | Fire, Marine & Casualty Insurance (6331) | 650248866 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188652 | Bruce Simberg | 14050 N.w. 14 Street Suite 180 Sunrise FL 33323 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-07 | 500 | $6.10 | 299,461 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-07 | 300 | $6.15 | 299,761 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-07 | 200 | $6.16 | 299,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-07 | 39 | $6.17 | 300,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-10 | 1,000 | $6.09 | 301,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-10 | 2,000 | $6.15 | 303,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-10 | 500 | $6.19 | 303,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-10 | 199 | $6.19 | 303,699 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-09-10 | 1,036 | $6.20 | 304,735 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options | $13.17 | 2008-12-06 | 2013-12-06 | 500 | 500 | Direct |
Common Stock | Options | $12.58 | 2009-01-30 | 2014-01-30 | 4,500 | 4,500 | Direct |
Common Stock | Options | $4.73 | 2010-01-02 | 2019-01-02 | 25,000 | 25,000 | Direct |
Common Stock | Options | $2.45 | 2012-08-22 | 2021-08-22 | 10,000 | 10,000 | Direct |
Common Stock | Options | $4.40 | 2013-04-06 | 2022-04-06 | 15,000 | 15,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-12-06 | 500 | 500 | Direct |
2014-01-30 | 4,500 | 4,500 | Direct |
2019-01-02 | 25,000 | 25,000 | Direct |
2021-08-22 | 10,000 | 10,000 | Direct |
2022-04-06 | 15,000 | 15,000 | Direct |
Footnotes
- The options vest 20% per year.
- The options vest 33 1/3% per year.